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  Article 21 If a transfer by agreement results in a Change of Shareholdings as specified in Article 16 or Article 18 hereof, an Information Disclosure Obligor shall perform the relevant obligations in accordance with Article 16 or Article 18 hereof within three workings days of the date of execution of the share transfer agreement. (来源:专业英语学习网站 http://www.EnglishCN.com)

  Article 22 If an administrative transfer results in a Change of Shareholdings as specified in Article 16 or Article 18 hereof, an Information Disclosure Obligor shall perform the relevant obligations in accordance with Article 16 or Article 18 hereof within three working days of the date of receipt of the notice of the authority directly in charge of State-owned equity consenting to the transfer.

  Article 23 If a court ruling results in a Change of Shareholdings as specified in Article 16 or Article 18 hereof, the applicant for enforcement of the ruling shall perform the relevant obligations in accordance with Article 16 or Article 18 hereof within three working days of the date on which his share transfer application is confirmed by the stock exchange.

  Article 24 Where a change of person controlling shares through lawful means other than securities transactions conducted on a stock exchange results in a Change of Shareholdings as specified in Article 16 or Article 18 hereof, the Information Disclosure Obligor shall perform the relevant obligations in accordance with Article 16 or Article 18 hereof within three working days of the date of occurrence of the Change of Shareholdings.

  Article 25 Where an Information Disclosure Obligor is required to submit a Change of Shareholdings Report again due to a Change of Shareholdings, he may provide report and announcement only to the sections that differ from those of the previous report.

  Article 26 If a reduction of share capital in the listed company results in a Change of Shareholdings in relation to an Information Disclosure Obligor as specified in Article 15, Article 16, Article 17 or Article 18 hereof, the Information Disclosure Obligor is exempt from submitting a Change of Shareholdings Report.

  Where the listed company reduces its share capital, it shall make an announcement in respect of the Change of Shareholdings resulting from such reduction within two working days of the date of completion of registration of the change.

  Article 27 Where a shareholder is an institution that engages in securities registration and custody services according to law, it shall be exempt from submitting a Change of Shareholdings Report when it holds shares for the purposes of securities registration and custody services.

  Article 28 If a share transfer involves the shares held by a State-authorized institution or requires administrative examination and approval, the relevant parties shall announce the relevant decision within three working days of the date of receipt of the notice of the relevant competent authority consenting to the transfer.

  Article 29 An Information Disclosure Obligor shall make an announcement regarding matters of change in ownership within two working days of the date of registration of the change in ownership of the shares.

  If the Information Disclosure Obligor fails to complete the procedures for change in ownership of the shares within 30 days of the announcement on the Change of Shareholdings, he shall immediately make an announcement and state the reasons therefor, and shall make an announcement again every 30 days during the period in which the procedures for change in ownership of the shares are not completed.

  Article 30 If an Information Disclosure Obligor that has published a Change of Shareholdings Report is in any of the following circumstances, he shall make an announcement of the fact within two working days of the occurrence thereof, and is not required to terminate purchase or sale of the shares in that company or submit a Change of Shareholdings Report again:

  1. each 1% increase or reduction in the issued shares of the listed company held by him through centralized trading at competing prices on the stock exchange;

  2. a change of persons acting in concert; or

  3. other circumstances specified by the CSRC or the stock exchange.

  Article 31 A listed company shall periodically verify information on Change of Shareholdings with the securities registration and clearing institution and make a report thereof to the stock exchange in a timely manner.

  Article 32 If, before the information on a Change of Shareholdings is disclosed according to law, such information has already circulated in the media or there is irregularity in the trading of shares in the company, the board of directors of the listed company shall immediately make inquiries to the relevant shareholder, and the relevant shareholder shall reply in writing and the listed company shall make an announcement, in a timely manner.

  Article 33 An Information Disclosure Obligor shall disclose the information relating to a Change of Shareholdings in at least one of the media designated by the CSRC. If the information is also disclosed in other media, such disclosure shall be consistent in content with, and be made no earlier in timing than, the disclosure in the designated media.

 
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