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  PART FOUR SUPERVISORY MEASURES AND LEGAL LIABILITY (来源:英语交友 http://friends.englishcn.com)

  Article 34 If an Information Disclosure Obligor fails to perform the relevant obligations pursuant to the provisions hereof, he shall rectify the matter on his own initiative. If he fails to make rectifications, the stock exchange shall handle the matter in accordance with its operational rules, and the securities registration and clearing institution shall suspend the registration for change in ownership of shares in accordance with its operational rules. If he refuses to make rectifications, the CSRC shall order him to rectify the matter. If the matter constitutes illegal securities activities, legal liability shall be pursued according to law.

  Article 35 If the information disclosed by an Information Disclosure Obligor contains any falsehoods, misleading statements or major omissions, he shall rectify the matter on his own initiative. If he fails to make rectifications, the stock exchange shall handle the matter in accordance with its operational rules, and the securities registration and clearing institution shall suspend the registration for change in ownership of shares in accordance with its operational rules. If he refuses to make rectifications, the CSRC shall order him to rectify the matter. If the matter constitutes illegal securities activities, legal liability shall be pursued according to law.

  Article 36 If an Information Disclosure Obligor fails to disclose information according to provisions and is suspected to be involved in insider trading, market manipulation or other fraudulent acts, the matter shall be investigated and handled by the CSRC.

  During the period in which the Information Disclosure Obligor is investigated for acts mentioned in the preceding paragraph, the Information Disclosure Obligor may not appoint directors, supervisors or senior management personnel of the relevant listed company.

  PART FIVE SUPPLEMENTARY PROVISIONS

  Article 37 For the purposes of these Procedures, the term “relationship of affiliated parties” shall have the same meaning given to the same term in the Ministry of Finance, Disclosure of Relationships and Transactions between Affiliated Parties for Enterprise Accounting Guidelines.

  Article 38 These Procedures shall be implemented as of 1 December 2002.

 
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